Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Kamen is an investment advisor representative with Secure Asset Management, LLC. Lori has been working in the financial services industry since 1998 and has a broad range of experience. She is registered with the state of Michigan and has passed numerous FINRA exams, including Series 7, 63, 65 and 66. She is also a FINRA Industry arbitrator and a Compliance Officer at Secure Asset Management. Lori is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor for 3rd party money managers
1
2
MI
01/28/2021 - Present
Secure Asset Management, LLC (TROY MI)
MI
01/06/2020 - 12/04/2020
CONCORDE INVESTMENT SERVICES, LLC (Livonia MI)
TN
01/18/2018 - 01/03/2020
SECURITIES SERVICE NETWORK, LLC (KNOXVILLE TN)
FL
08/11/2015 - 01/23/2017
IMST DISTRIBUTORS, LLC (Apopka FL)
FL
08/07/2015 - 01/23/2017
FUNDS DISTRIBUTOR, LLC (Apopka FL)
FL
08/06/2015 - 01/23/2017
NORTHERN FUNDS DISTRIBUTORS, LLC (Apoka FL)
FL
08/06/2015 - 01/23/2017
RIDGEWORTH DISTRIBUTORS LLC (Apopka FL)
FL
07/29/2015 - 01/23/2017
FORESIDE FUND PARTNERS LLC (Apoka FL)
FL
01/02/2015 - 01/23/2017
FORESIDE DISTRIBUTION SERVICES, L.P. (Apoka FL)
FL
10/16/2014 - 01/23/2017
FAIRHOLME DISTRIBUTORS, LLC (Apopka FL)
FL
10/16/2014 - 01/23/2017
FORESIDE FUNDS DISTRIBUTORS LLC (Apopka FL)
FL
10/16/2014 - 01/23/2017
FORESIDE INVESTMENT SERVICES, LLC (Apopka FL)
FL
10/16/2014 - 01/23/2017
STERLING CAPITAL DISTRIBUTORS, LLC (Apopka FL)
FL
10/15/2014 - 01/23/2017
FORESIDE FUND SERVICES, LLC (Apopka FL)
FL
08/09/2012 - 09/29/2014
PERSHING LLC (LAKE MARY FL)
FL
06/16/2006 - 08/01/2012
CNL SECURITIES CORP. (ORLANDO FL)
TN
12/06/2001 - 06/05/2006
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
MA
04/26/2000 - 12/03/2001
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
SC
09/08/1999 - 04/19/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
11/29/1996 - 09/08/1999
MUTUAL SERVICE CORPORATION (BOSTON MA)
BOTH
Issued 03/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/11/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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