Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Brown is a financial advisor who has been active in the industry since December 1999. Lori is currently registered with Equitable Advisors, LLC, and has previously been registered with Truist Investment Services, Inc. and Wachovia Securities, LLC. Lori has a variety of licenses and registrations, including Series 6, 7, 26, 63, and 66, along with state registrations in many states. Lori offers a variety of services to individual and business clients, including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
05/23/2024 - Present
Equitable Advisors, LLC (ROANOKE VA)
VA
07/20/2005 - 05/28/2024
TRUIST INVESTMENT SERVICES, INC. (ROANOKE VA)
MO
12/05/2000 - 07/05/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 10/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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