Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Wellins is a financial advisor at Wells Fargo Clearing Services, LLC. Lori has been working in the financial services industry since 1992 and has a broad range of experience in the field. Lori has held positions at Morgan Stanley, Citigroup Global Markets Inc., Prudential Securities Incorporated, and Chatfield Dean & Co., Inc. Lori holds the Series 3, Series 7, and Series 63 licenses as well as the Series 65 license and the SIE exam certification. Lori has offices located in both Fort Lauderdale, Florida and Cordillera, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/28/2018 - Present
Wells Fargo Clearing Services, LLC (CORDILLERA CO)
FL
06/01/2009 - 03/06/2017
MORGAN STANLEY (FT. LAUDERDALE FL)
FL
12/07/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FT. LAUDERDALE FL)
NY
01/08/1993 - 12/20/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
07/02/1992 - 10/20/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 02/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1997
Series 3 - National Commodity Futures Examination
BC
Issued 07/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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