Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Curley is a financial advisor who has been in the industry since 2004. Lori is currently registered with Ameriprise Financial Services, LLC. Lori has been working with Ameriprise Financial Services, LLC since June of 2023. Prior to that, Lori worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2014 to 2021. Lori has passed the Series 3, Series 7, Series 52, Series 63, and Series 66 exams. Lori has been registered as an Investment Advisor Representative in New Jersey since July 7th, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
07/07/2023 - Present
Ameriprise Financial Services, LLC (RED BANK NJ)
NJ
06/11/2018 - 10/27/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RED BANK NJ)
NJ
12/23/2014 - 10/03/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RED BANK NJ)
NY
06/01/2009 - 01/28/2013
MORGAN STANLEY (NEW YORK NY)
NY
04/16/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
09/21/1999 - 04/17/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
07/15/1999 - 07/31/1999
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) (NEW YORK NY)
NY
10/12/1998 - 04/16/1999
J.J. KENNY DRAKE, INC. (NEW YORK NY)
BOTH
Issued 06/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 3 - National Commodity Futures Examination
BC
Issued 07/14/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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