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Lori Anne Biscardi

B. Riley Wealth Management

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About Lori Anne Biscardi

Lori Anne Biscardi is a financial professional with over 20 years of experience in the financial industry. Lori is currently registered with B. Riley Wealth Management and holds Series 7, Series 63, SIE, and Series 99TO licenses. Prior to joining B. Riley Wealth Management, Lori worked at National Securities Corporation, VFINANCE INVESTMENTS, INC and Continental Broker-Dealer Corp. Lori has a strong track record of providing personalized financial advice to individuals and families.

Firm Information

Lori Biscardi is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lori Biscardi’s Registration & Firm History

NJ

07/22/2022 - Present

B. Riley Wealth Management (RED BANK NJ)

NY

02/25/2004 - 07/23/2022

NATIONAL SECURITIES CORPORATION (MELVILLE NY)

FL

03/05/2010 - 12/19/2012

VFINANCE INVESTMENTS, INC (BOCA RATON FL)

NY

06/24/2002 - 01/30/2004

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 07/24/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lori Anne Biscardi.
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