Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Ann Wickes has been a financial advisor for over 20 years and is currently registered with LPL Financial LLC. Lori has a wide range of experience in the financial services industry, having previously worked for OppenheimerFunds Distributor, Inc. and Invesco Distributors, Inc. Lori holds several licenses, including Series 6, 7, 63, and 66. Lori specializes in providing financial advice to individuals, families, and businesses. Lori is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/16/2014 - Present
LPL Financial LLC (DURANGO CO)
NY
01/26/2001 - 02/27/2001
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
TX
07/30/1999 - 09/06/2000
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 02/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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