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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Whittingham-derby is an investment advisor representative with Cetera Investment Advisers LLC. Lori has been in the financial services industry since 2013. She is registered with the state of Illinois and Texas as an investment advisor. Lori has a Series 66, Series 65, Series 24, and Series 53 licenses. Lori is located in Orland Park, Illinois and has offices in Oak Brook, Chicago, and Monee, Illinois. Lori specializes in financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/21/2024 - Present
Cetera Investment Advisers LLC (ORLAND PARK IL)
IL
04/28/2016 - 03/21/2019
LPL FINANCIAL LLC (ORLAND PARK IL)
IL
08/06/2013 - 05/02/2016
FSC SECURITIES CORPORATION (ORLAND PARK IL)
IA
Issued 11/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/05/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/11/2017
Series 24 - General Securities Principal Examination
BC
Issued 03/17/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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