Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Whittingham-Derby is a financial advisor with over 10 years of experience in the industry. Lori is a Registered Representative and Investment Advisor Representative with Cetera Investment Advisers LLC. Lori holds several licenses and designations, including Series 7, 66, 52, 24, 53, and 65. Lori is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC). Lori has a strong track record of providing personalized financial planning and investment management services to individual investors, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/21/2024 - Present
Cetera Investment Advisers LLC (ORLAND PARK IL)
IL
04/28/2016 - 03/21/2019
LPL FINANCIAL LLC (ORLAND PARK IL)
IL
08/06/2013 - 05/02/2016
FSC SECURITIES CORPORATION (ORLAND PARK IL)
IA
Issued 11/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 2/5/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/31/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/11/2017
Series 24 - General Securities Principal Examination
BC
Issued 3/17/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/5/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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