Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Tose is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Lori has over 20 years of experience in the financial services industry and holds a Series 66 and Series 7 license. Lori has a strong focus on providing comprehensive financial planning and investment management services to individuals, families, and businesses. Lori also has experience in providing services to charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Lori has been registered with the Securities and Exchange Commission (SEC) and various state regulatory bodies throughout her career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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OH
06/09/2023 - Present
Wells Fargo Advisors Financial Network, LLC (DUBLIN OH)
OH
05/26/2017 - 06/09/2023
WELLS FARGO CLEARING SERVICES, LLC (DUBLIN OH)
OH
05/01/2013 - 06/06/2017
J.P. MORGAN SECURITIES LLC (DUBLIN OH)
OH
10/01/2008 - 07/25/2011
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (COLUMBUS OH)
OH
03/14/2003 - 07/01/2006
BANC ONE SECURITIES CORPORATION (COLUMBUS OH)
MN
10/12/1999 - 02/25/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/12/1999 - 02/25/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/06/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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