Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Ann Sutter is a financial advisor with Hightower Advisors, LLC, a firm based in Chicago, IL. Lori has been in the financial industry since December 2006 and has been registered with the state of Alabama as a registered investment advisor representative since August 2020. Lori is licensed in Alabama and South Carolina. Lori has a background in providing financial advice to individuals, corporations, and charitable organizations. Lori has a Series 7, Series 63, Series 65, and Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
AL
08/24/2020 - Present
Hightower Advisors, LLC (Birmingham AL)
AL
08/22/2013 - 03/23/2020
FIDELITY BROKERAGE SERVICES LLC (BIRMINGHAM AL)
AL
05/18/2005 - 05/16/2012
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
Issued 08/24/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lori Sutter is the right advisor for you? Invested Better is here to help.
