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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori ann? Claim Your ProfileLori Ann Simon is a financial advisor with Morgan Stanley. Lori Ann Simon is registered with FINRA, the Securities and Exchange Commission and the state of New Jersey and Texas. She has been in the financial services industry since August 2017. Lori Ann Simon has passed the Series 66, Series 7, and Securities Industry Essentials exams. She provides financial planning, pension consulting and portfolio management services to individuals, businesses and investment companies. Lori Ann Simon is also a registered representative with Morgan Stanley Private Bank, National Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
02/19/2020 - Present
Morgan Stanley (Shrewsbury NJ)
BOTH
Issued 02/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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