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Lori Ann Nicolosi

Citigroup Global Markets Inc.

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About Lori Ann Nicolosi

Lori Ann Nicolosi is a financial professional with over two decades of experience in the industry. Lori Ann Nicolosi has a strong background in securities, having held positions at several prominent firms including Deutsche Bank Securities Inc., Raymond James & Associates, Inc., and J. P. Morgan Invest, LLC. Lori Ann Nicolosi is currently associated with Citigroup Global Markets Inc., a leading financial services company. Lori Ann Nicolosi holds a Series 7 General Securities Representative Examination, a Series 63 Uniform Securities Agent State Law Examination and a SIE Securities Industry Essentials Examination. Lori Ann Nicolosi's extensive experience and qualifications enable to provide a wide range of financial services to individuals and businesses.

Firm Information

Lori Nicolosi is currently registered with Citigroup Global Markets Inc.. Citigroup Global Markets Inc. is a corporation formed in October 1998, headquartered in New York, NY. The firm provides a wide range of investment advisory services including financial planning, asset allocation advice, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for individuals, businesses, and other clients. With over 10,000 employees, including licensed agents, investment advisor representatives, and registered representatives, Citigroup Global Markets Inc. manages over $40 billion in assets for clients across various client types, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm is registered with the SEC and in all 50 states.
Citigroup Global Markets Inc.

388 GREENWICH STREET

NEW YORK, NY 10013

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lori Nicolosi’s Registration & Firm History

NY

11/08/2006 - Present

Citigroup Global Markets Inc. (NEW YORK NY)

FL

07/12/2005 - 06/26/2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TAMPA FL)

FL

02/23/2004 - 02/11/2005

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

MA

11/07/2003 - 01/14/2004

J. P. MORGAN INVEST, LLC (BOSTON MA)

NY

07/12/2001 - 01/07/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

CA

02/27/2001 - 06/29/2001

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

NY

01/13/2001 - 01/31/2001

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

MD

05/13/1999 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NY

03/02/1999 - 05/18/1999

WARBURG DILLON READ LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Lori Ann Nicolosi. Review regulatory record here.
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