Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Mighton is a financial professional with over 15 years of experience in the industry. Lori is currently registered with Vanguard Marketing Corp. Lori holds the Series 4, 6, 7, 24 and 63 licenses as well as the SIE. Lori has worked with Vanguard Marketing Corp. in various roles since 2004 and her current role began in 2008. Lori is registered with the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
08/12/2008 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
05/07/2004 - 05/12/2008
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 05/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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