Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori McGuinness is an investment advisor representative at J.p. Morgan Securities LLC. Lori has over 30 years of experience in the financial services industry. Lori is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 63, and Series 66 license. Lori is also a registered investment advisor representative in New Jersey and Texas. Lori has specialized in portfolio management for individuals and businesses. Lori has also provided financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
04/26/2023 - Present
J.p. Morgan Securities LLC (ENGLISHTOWN NJ)
NJ
07/06/2021 - 08/13/2021
DAVID LERNER ASSOCIATES, INC. (LAWRENCEVILLE NJ)
NJ
12/13/2019 - 05/24/2021
DAVID LERNER ASSOCIATES, INC. (LAWRENCEVILLE NJ)
NJ
01/30/2019 - 06/10/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WARREN NJ)
NY
06/01/2009 - 12/21/2018
MORGAN STANLEY (NEW YORK NY)
NY
06/04/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/24/2005 - 05/05/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
PA
01/01/2004 - 04/01/2005
PNC INVESTMENTS (PITTSBURGH PA)
KY
12/10/1999 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NJ
09/09/1997 - 12/08/1999
ATLANTIC GROUP SECURITIES, INC. (MILLBURN NJ)
NY
02/14/1996 - 08/29/1997
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NY
03/02/1995 - 12/31/1995
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
01/10/1992 - 01/14/1993
USLIFE EQUITY SALES CORP. (NEW YORK NY)
WI
10/20/1987 - 08/15/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 02/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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