Unclaimed
Lori Johnson is a financial professional with over 11 years of experience in the industry. Lori Johnson is currently registered with Fidelity Brokerage Services LLC. Lori Johnson has passed the General Securities Representative Examination (Series 7), the Operations Professional Examination (Series 99), and the General Securities Principal Examination (Series 24). Lori Johnson is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
02/28/2012 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 11/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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