Invested Better
Unclaimed

Unclaimed

Unclaimed

Lori Ann Johnson

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lori? Claim Your Profile

About Lori Ann Johnson

Lori Johnson is a financial professional with over 11 years of experience in the industry. Lori Johnson is currently registered with Fidelity Brokerage Services LLC. Lori Johnson has passed the General Securities Representative Examination (Series 7), the Operations Professional Examination (Series 99), and the General Securities Principal Examination (Series 24). Lori Johnson is also registered with FINRA.

Firm Information

Lori Johnson is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lori Johnson’s Registration & Firm History

RI

02/28/2012 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

Not sure if Lori Ann Johnson is right for you?

Licenses & Designations

BC

Issued 11/21/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2012

Series 7 - General Securities Representative Examination

BC

Issued 02/27/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lori Ann Johnson.
Not sure if Lori Ann Johnson is right for you?