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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Ann Willis is a financial advisor with over 23 years of experience. Lori Ann is registered with Great Lakes Advisors, LLC. The firm is based in Chicago, Illinois. Lori Ann is also a registered investment advisor. Prior to joining Great Lakes Advisors, LLC, Lori Ann worked at Securities America, Inc., Capital Brokerage Corporation, Assetmark Capital Corporation, ACG Capital Corporation, and Captec Securities Corporation. Lori Ann is licensed in 52 states, which includes Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Lori Ann offers various financial planning services and specializes in financial planning, portfolio management, and investment advisory services. Lori Ann has a reputation for providing personalized advice and helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Fulcrum fee; asset-based fee contingent on performance
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2
IL
02/19/2015 - Present
Great Lakes Advisors, LLC (CHICAGO IL)
IL
10/24/2013 - 02/13/2015
SECURITIES AMERICA, INC. (NORTHBROOK IL)
IL
04/01/2008 - 09/19/2012
CAPITAL BROKERAGE CORPORATION (CHICAGO IL)
IL
07/05/2001 - 04/01/2008
ASSETMARK CAPITAL CORPORATION (CHICAGO IL)
CA
09/30/1998 - 05/03/2000
ACG CAPITAL CORPORATION (PLEASANT HILL CA)
MI
02/03/1998 - 06/18/1998
CAPTEC SECURITIES CORPORATION (ANN ARBOR MI)
IA
Issued 10/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/02/1998
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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