Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Ann Harris is a financial advisor with Morgan Stanley. Lori has been in the financial services industry for over 13 years. She has a Series 7, Series 63 and Series 65 license, and is registered to provide investment advisory services in Texas and Wisconsin. Lori has worked with a variety of clients, including individuals, families, businesses and institutions. Lori is committed to providing her clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WI
04/11/2023 - Present
Morgan Stanley (Green Bay WI)
WI
03/24/2021 - 03/29/2023
LPL FINANCIAL LLC (GREEN BAY WI)
WI
01/13/2016 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (GREEN BAY WI)
WI
08/01/2012 - 08/28/2014
BMO HARRIS FINANCIAL ADVISORS, INC. (APPLETON WI)
WI
08/25/2010 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (APPLETON WI)
WI
03/30/2010 - 08/24/2010
WELLS FARGO INVESTMENTS, LLC (GREEN BAY WI)
WI
09/18/2008 - 05/28/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENBAY WI)
IA
Issued 04/11/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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