Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Gilchrist is a financial professional with over 20 years of experience in the industry. Lori is currently registered with TCW Investment Management Co. LLC and holds Series 4, 7, 24, 52TO, 53, 63, 65, and 66 licenses. Lori has been active in the industry since 1998. Lori has previously worked at THRIVENT INVESTMENT MANAGEMENT INC., DFA SECURITIES LLC, SECURITIES AMERICA, INC., ASB FINANCIAL SERVICES, GRIFFIN FINANCIAL SERVICES, and CITICORP INVESTMENT SERVICES. Lori has a strong track record of providing financial advice and investment management services to a variety of clients, including individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio management for wrap fee programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
01/01/2025 - Present
TCW Investment Management Co. LLC (LOS ANGELES CA)
MN
04/13/2012 - 11/24/2015
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
CA
05/09/2007 - 04/15/2010
DFA SECURITIES LLC (SANTA MONICA CA)
CA
06/26/2000 - 05/07/2007
SECURITIES AMERICA, INC. (SANTA MONICA CA)
CA
06/27/1996 - 08/15/1996
ASB FINANCIAL SERVICES (IRVINE CA)
NA
12/06/1994 - 06/27/1996
GRIFFIN FINANCIAL SERVICES
NY
09/19/1991 - 11/25/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 06/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2001
Series 4 - Registered Options Principal Examination
BC
Issued 11/09/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/07/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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