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Lori Ann Franke

Newbridge Securities Corp.

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About Lori Ann Franke

Lori Ann Franke is a financial professional with over 10 years of experience in the securities industry. Lori currently holds registrations with FINRA and is associated with Newbridge Securities Corp. Lori specializes in providing comprehensive financial services to individual clients. Lori has passed the Securities Industry Essentials Exam (SIE) and the Operations Professional Examination (Series 99).

Firm Information

Lori Franke is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lori Franke’s Registration & Firm History

FL

09/12/2012 - Present

Newbridge Securities Corp. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lori Ann Franke. Review regulatory record here.
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