Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Fino is a financial professional with over 27 years of experience in the financial services industry. Currently, Lori is registered with The Leaders Group, Inc., and is a registered representative in 9 states. Lori has previously held positions with Securities America, Inc., M Holdings Securities, Inc., Commonwealth Financial Network, Sunset Financial Services, Inc., InterSecurities, Inc. and Arm Securities Corporation. Lori holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/28/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
10/04/2019 - 01/25/2022
SECURITIES AMERICA, INC. (VISALIA CA)
CA
12/03/2012 - 10/15/2019
M HOLDINGS SECURITIES, INC. (VISALIA CA)
CA
05/05/2004 - 12/13/2012
COMMONWEALTH FINANCIAL NETWORK (VISALIA CA)
MO
08/08/2002 - 03/17/2004
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
FL
08/28/2001 - 06/07/2002
INTERSECURITIES, INC. (ST. PETERSBURG FL)
ND
10/14/1994 - 05/16/2001
ARM SECURITIES CORPORATION (MINOT ND)
BC
Issued 10/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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