linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lori Ann Fernicola

Castle Wealth Management

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lori? Claim Your Profile

About Lori Ann Fernicola

Lori Fernicola is a financial advisor with Castle Wealth Management in WEST PALM BEACH, FL. Lori has been in the financial industry since 2003 and holds a Series 7, Series 55, Series 63, and Series 66 license. Lori specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. Lori has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Lori Fernicola is currently registered with Castle Wealth Management. Castle Wealth Management is an independent wealth management firm headquartered in West Palm Beach, FL. They provide a range of services, including financial planning, portfolio management for individuals and businesses, and consulting. With a focus on high-net-worth individuals, Castle Wealth Management manages over $350 million in assets for a diverse clientele including individuals, families, charitable organizations, and pension plans.
Castle Wealth Management

201 ARKONA CT

WEST PALM BEACH, FL 33401-7116

$350.07M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lori Fernicola’s Registration & Firm History

FL

04/12/2021 - Present

Castle Wealth Management (WEST PALM BEACH FL)

NY

03/08/2006 - 02/03/2014

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

03/08/2006 - 02/03/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/16/2003 - 09/08/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

Not sure if Lori Ann Fernicola is right for you?

Licenses & Designations

BOTH

Issued 01/14/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/26/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/14/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lori Ann Fernicola.
Not sure if Lori Ann Fernicola is right for you?