Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Ann Endicott has been in the financial industry since August 12, 1996. Lori is currently registered with Raymond James & Associates, Inc. in Deland, Florida. Lori previously worked at Wells Fargo Advisors, LLC, Southtrust Securities, LLC, Liberty Securities Corporation and Independent Financial Securities, Inc.. Lori has passed the Series 7, Series 63 and Series 65 examinations, as well as the Securities Industry Essentials Examination (SIE). Lori is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/24/2012 - Present
Raymond James & Associates, Inc. (DELAND FL)
FL
04/23/2005 - 01/19/2012
WELLS FARGO ADVISORS, LLC (DAYTONA BEACH FL)
AL
08/13/1996 - 04/23/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
NY
08/03/1998 - 04/04/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
01/08/1997 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
IA
Issued 03/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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