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Lori Ann Calloway

Principal Advised Services

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About Lori Ann Calloway

Lori Calloway is a registered representative with Principal Advised Services. Lori has been in the financial services industry since 2004 and is licensed in Indiana. Lori previously worked at Foreside Fund Services, LLC and Voya Investments Distributor, LLC. Lori's specializations include Portfolio Management for Individuals and Portfolio Management for Investment Companies.

Firm Information

Lori Calloway is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lori Calloway’s Registration & Firm History

IN

02/02/2024 - Present

Principal Advised Services (FRANKFORT IN)

ME

03/16/2017 - 08/05/2020

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

AZ

07/06/2005 - 01/09/2017

VOYA INVESTMENTS DISTRIBUTOR, LLC (SCOTTSDALE AZ)

MA

05/10/2004 - 01/05/2005

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/10/2004 - 01/05/2005

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/16/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/07/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lori Ann Calloway.
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