Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Ann Alberts is a registered investment advisor representative. Lori has been working in the securities industry for over 24 years. Lori is currently employed with Brighton Securities Corp. and has been with the firm since November 2017. Lori is also a registered principal. Previously Lori worked for Morgan Stanley, Wall Street Financial Group, and LifeMark Securities Corp. Lori holds multiple securities licenses including Series 4, 6, 7, 24, 26, 51, 52, 53, 63 and 66. Lori is registered with the state of Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/11/2021 - Present
Brighton Securities Corp. (ROCHESTER NY)
NY
11/07/2016 - 11/27/2017
MORGAN STANLEY (PITTSFORD NY)
NY
04/03/2013 - 09/23/2016
WALL STREET FINANCIAL GROUP, INC. (FAIRPORT NY)
NY
04/02/1998 - 03/27/2013
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
BOTH
Issued 02/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2015
Series 4 - Registered Options Principal Examination
BC
Issued 11/18/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/29/2011
Series 24 - General Securities Principal Examination
BC
Issued 06/01/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/02/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lori Alberts is the right advisor for you? Invested Better is here to help.
