Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Amoroso is a financial advisor at Stifel, Nicolaus & Company, Inc. Lori has been in the financial services industry for over 25 years. Lori has experience in providing financial planning, portfolio management, and investment advice to individuals, businesses, and institutions. Lori is also a municipal advisor representative. Lori holds Series 3, 7, 10, 24, 50, 53, 54, 57TO, and 66 licenses. Lori has experience at Barclays Capital Inc. and Lehman Brothers Inc. in addition to Stifel, Nicolaus & Company, Inc.. Lori is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
09/22/2008 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/17/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
05/07/1997 - 01/17/2007
UBS FINANCIAL SERVICES INC. (WESTFIELD NJ)
NJ
03/12/1997 - 04/30/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 03/31/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/02/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 12/15/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/05/2007
Series 3 - National Commodity Futures Examination
BC
Issued 03/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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