Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori Pegg is a registered representative with J.P. Morgan Securities LLC. Lori has been in the financial services industry for over 27 years. Lori holds multiple licenses, including Series 6, 7, 63 and 66. Lori also has experience with Chase Investment Services Corp, Fifth Third Securities, Inc, AGA Brokerage Services, Inc, Touchstone Securities, Inc., Financial Horizons Securities Corporation, Protective Equity Services, Inc., CNL, Inc. and USF&G Investment Services, Inc. Lori provides services such as financial planning, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
09/19/2013 - Present
J.p. Morgan Securities LLC (Cincinnati OH)
OH
03/23/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CINCINNATI OH)
OH
05/24/1999 - 04/25/2008
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
TX
10/31/1996 - 03/21/1999
AGA BROKERAGE SERVICES, INC. (HOUSTON TX)
OH
06/28/1995 - 12/04/1995
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NA
10/12/1992 - 06/30/1994
FINANCIAL HORIZONS SECURITIES CORPORATION
OH
12/06/1991 - 10/27/1992
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
AL
02/26/1991 - 06/24/1991
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
IL
05/29/1990 - 10/08/1990
CNL, INC. (NORTHBROOK IL)
NA
12/04/1989 - 03/15/1990
USF&G INVESTMENT SERVICES, INC.
BOTH
Issued 10/06/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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