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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lori? Claim Your ProfileLori A. Payne is a financial advisor with UBS Financial Services Inc. based in Little Rock, Arkansas. Lori has been in the financial services industry since 1987. Lori Payne holds the Series 7, Series 24, Series 31, and Series 63 licenses. Lori also holds the Series 65 license. Lori A. Payne has worked for several firms including Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., NFP Securities, Inc., T. J. Raney & Sons, Inc. - BD, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Inc. and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AR
02/08/2008 - Present
UBS Financial Services Inc. (LITTLE ROCK AR)
AR
04/02/2007 - 01/28/2008
MORGAN STANLEY & CO., INCORPORATED (LITTLE ROCK AR)
AR
03/03/2005 - 04/02/2007
MORGAN STANLEY DW INC. (LITTLE ROCK AR)
TX
10/05/2004 - 03/07/2005
NFP SECURITIES, INC. (AUSTIN TX)
AR
06/18/1999 - 12/31/2004
T. J. RANEY & SONS, INC. - BD (LITTLE ROCK AR)
NY
08/13/1990 - 05/03/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/07/1988 - 08/01/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/20/1987 - 03/07/1988
E. F. HUTTON & COMPANY INC
IA
Issued 11/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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