Unclaimed
Loretta Williams Tabb is a financial advisor with Wells Fargo Clearing Services, LLC. Loretta has been in the industry since 1986. Her office is located in RICHMOND, VA and she is licensed in 33 states as well as Texas for both securities and investment advisory services. Loretta provides investment consulting services to institutional clients and portfolio management for both businesses and individuals. Prior to joining Wells Fargo Advisors, LLC, she worked at First Union Brokerage Services, Inc., Signet Financial Services, INC., and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/01/2000 - Present
Wells Fargo Clearing Services, LLC (RICHMOND VA)
NC
12/01/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
05/14/1997 - 12/01/1997
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
NC
02/03/1992 - 01/20/1997
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
NY
10/22/1985 - 03/27/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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