Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Loretta? Claim Your ProfileLoretta Beardeaux-proulx is a financial advisor with Janney Montgomery Scott LLC and has been in the financial services industry since 1992. Loretta is registered in 33 states and is also registered with the Financial Industry Regulatory Authority (FINRA). Loretta has previously worked at UBS Financial Services Inc. and Citigroup Global Markets Inc. Loretta has extensive experience providing financial advice to individuals, corporations, and institutions. Loretta is a licensed Investment Advisor Representative (IAR) and a Registered Representative (RR). Loretta is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
01/30/2024 - Present
Janney Montgomery Scott LLC (PONTE VEDRA BEACH FL)
FL
10/31/2008 - 01/29/2024
UBS FINANCIAL SERVICES INC. (PONTE VEDRA FL)
CA
03/18/1999 - 11/12/2008
CITIGROUP GLOBAL MARKETS INC. (LAGUNA NIGUEL CA)
NY
03/19/1992 - 03/10/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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