Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Loretta? Claim Your ProfileLoretta Tong is a financial advisor with over 13 years of experience in the industry. Loretta has a Series 7, Series 63, and SIE licenses. Loretta currently works with BTIG, LLC, a firm registered with FINRA and the SEC. Prior to joining BTIG, LLC, Loretta worked with Bank of America Securities LLC. Loretta specializes in providing comprehensive financial advice to a diverse clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/02/2012 - Present
Btig, LLC (Burlingame CA)
NY
02/06/2001 - 08/17/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 10/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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