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Loreto Patricia Fuentes

Dealerweb Inc.

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About Loreto Patricia Fuentes

Loreto Patricia Fuentes has been in the financial services industry since July 21, 2008. Loreto has a strong track record of success in the industry, and is currently registered with Dealerweb Inc. Previously, Loreto worked at Tradeweb LLC, Tradeweb Direct LLC, Execution Access, LLC, Herbert J. Sims & Co, Inc., People's Securities, Inc., Carrington Investment Services, LLC, AIG Global Capital Markets Securities, LLC, AIG Financial Securities Corp., CRT Capital Group LLC, Credit Suisse Securities (USA) LLC, and NYLIFE Securities Inc. Loreto holds the Series 7, Series 24, and Series 63 licenses.

Firm Information

Loreto Fuentes is currently registered with Dealerweb Inc.. Dealerweb Inc. is a corporation formed on December 12, 1975. The firm is registered in California, Florida, New Jersey, and New York and is also registered with the SEC. The firm has been involved in 7 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

102

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Loreto Fuentes’s Registration & Firm History

NY

05/02/2022 - Present

Dealerweb Inc. (NEW YORK NY)

NY

05/02/2022 - 11/29/2022

EXECUTION ACCESS, LLC (NEW YORK NY)

CT

01/07/2020 - 04/29/2022

HERBERT J. SIMS & CO, INC. (FAIRFIELD CT)

CT

03/15/2019 - 01/08/2020

PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)

CT

03/11/2013 - 12/26/2014

CARRINGTON INVESTMENT SERVICES, LLC (OLD GREENWICH CT)

TX

03/28/2012 - 07/09/2012

AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC (HOUSTON TX)

CT

12/11/2007 - 07/09/2012

AIG FINANCIAL SECURITIES CORP. (WILTON CT)

CT

04/27/2007 - 09/20/2007

CRT CAPITAL GROUP LLC (STAMFORD CT)

NY

12/05/2005 - 05/04/2007

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/19/2004 - 07/06/2005

NYLIFE SECURITIES INC. (NEW YORK NY)

CT

07/10/1997 - 09/16/1998

GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)

NA

02/23/1988 - 07/21/1988

NYLIFE SECURITIES INC.

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Licenses & Designations

BC

Issued 08/24/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2019

Series 24 - General Securities Principal Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Loreto Patricia Fuentes.
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