Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorenzo? Claim Your ProfileLorenzo Ruiz is a financial advisor with over 20 years of experience in the industry. Lorenzo is currently registered with LPL Financial LLC. Lorenzo has worked with a variety of financial institutions, including Wells Fargo Advisors, LLC, ComERICA Securities, and Touchstone Securities, Inc. Lorenzo holds both Series 63 and 66 licenses, as well as Series 7 and 26. Lorenzo specializes in providing financial planning, portfolio management, and other advisory services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/08/2012 - Present
LPL Financial LLC (MEXIA TX)
TX
09/13/2011 - 10/01/2012
CAPITAL ONE INVESTMENT SERVICES LLC (DALLAS TX)
TX
01/03/2011 - 09/06/2011
WELLS FARGO ADVISORS, LLC (PLANO TX)
TX
09/10/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MURPHY TX)
TX
01/12/2007 - 09/14/2009
COMERICA SECURITIES (PLANO TX)
OH
01/10/2003 - 01/03/2007
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
TX
03/26/1998 - 06/28/2000
BANK UNITED SECURITIES CORP. (HOUSTON TX)
AL
02/05/1998 - 03/20/1998
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BOTH
Issued 03/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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