Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorenzo? Claim Your ProfileLorenzo Ascoli is a financial advisor with over 30 years of experience in the financial industry. Lorenzo is registered with Raymond James & Associates, Inc. and is licensed to provide investment advice in multiple states. Lorenzo has also worked with several other firms in the past including Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Banc of America Investment Services, Inc., and Morgan Stanley DW Inc. Lorenzo offers a variety of financial services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
05/14/2024 - Present
Raymond James & Associates, Inc. (Spenceville MD)
MD
12/02/2015 - 05/15/2024
WELLS FARGO CLEARING SERVICES, LLC (BETHESDA MD)
MD
08/14/2007 - 12/11/2015
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
MA
10/11/2002 - 08/23/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/20/1990 - 08/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 07/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2005
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/18/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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