Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorenzo? Claim Your ProfileLorenzo Daniel Esparza is a registered Investment Advisor Representative (IAR) in California. Lorenzo has been working in the financial industry since 2007. Currently, Lorenzo is an investment advisor representative with Manhattan West Asset Management, LLC. Prior to joining Manhattan West Asset Management, Lorenzo worked at J.P. Morgan Securities LLC, RBC Capital Markets, LLC and Sanford C. Bernstein & Co., LLC. Lorenzo has passed the Series 3, 7, 9, 10, 31 and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
06/01/2016 - Present
Manhattan West Asset Management, LLC (LOS ANGELES CA)
CA
12/16/2011 - 06/07/2016
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
05/06/2009 - 12/22/2011
RBC CAPITAL MARKETS, LLC (BEVERLY HILLS CA)
CA
10/26/2007 - 05/06/2009
SANFORD C. BERNSTEIN & CO., LLC (LOS ANGELES CA)
BOTH
Issued 08/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2011
Series 3 - National Commodity Futures Examination
BC
Issued 09/07/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Lorenzo Esparza is the right advisor for you? Invested Better is here to help.
