Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorena? Claim Your ProfileLorena Soledad Garza is a financial advisor at UBS Financial Services Inc. based in McAllen, Texas. Lorena has been a registered representative in the financial services industry since 2001. Lorena has a broad range of experience in the industry, having worked for several different firms, including J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Lorena has a strong track record of helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
09/23/2022 - Present
UBS Financial Services Inc. (McAllen TX)
TX
11/07/2014 - 11/22/2021
UBS FINANCIAL SERVICES INC. (MCALLEN TX)
TX
10/01/2012 - 11/24/2014
J.P. MORGAN SECURITIES LLC (MCALLEN TX)
TX
03/31/2004 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MCALLEN TX)
NY
06/12/2001 - 06/02/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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