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Lorena M Lopez

Citizens Securities, Inc.

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About Lorena M Lopez

Lorena Lopez is a financial professional with over 15 years of experience in the industry. Lorena has a wide range of experience working with different clients and firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp., BBVA Securities Inc., and BBVA Compass Investment Solutions, INC. Currently, Lorena is a registered representative and financial advisor with Citizens Securities, Inc. Lorena is licensed in all 50 states and specializes in financial planning, investment management, and selection of other advisors.

Firm Information

Lorena Lopez is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lorena Lopez’s Registration & Firm History

RI

08/15/2024 - Present

Citizens Securities, Inc. (JOHNSTON RI)

TX

06/21/2023 - 08/08/2024

FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)

IN

10/19/2021 - 06/16/2023

SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)

TX

08/23/2021 - 09/28/2021

PNC INVESTMENTS (HARLINGEN TX)

TX

05/16/2013 - 08/23/2021

BBVA SECURITIES INC. (HARLINGEN TX)

TX

11/28/2011 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (HIDALGO TX)

TX

07/30/2008 - 12/08/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MCALLEN TX)

TX

01/30/2006 - 07/01/2008

CHASE INVESTMENT SERVICES CORP. (MCALLEN TX)

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Licenses & Designations

BC

Issued 12/22/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2019

Series 24 - General Securities Principal Examination

BC

Issued 07/19/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 06/21/2023

Series 99TO - Operations Professional Examination

BC

Issued 03/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lorena M Lopez.
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