Unclaimed
Lorena Cabezas is a registered representative with Foreside Fund Services, LLC. Lorena has been in the securities industry since July 21, 2007 and holds Series 63, Series 7 and SIE licenses. Lorena is currently registered in 14 states including New York, Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota, Missouri, Nebraska, North Dakota, Ohio, Pennsylvania, South Dakota, and Wisconsin. Before joining Foreside Fund Services, LLC, Lorena worked at Quasar Distributors, LLC and DEAM Investor Services, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/24/2014 - Present
Foreside Fund Services, LLC (New York NY)
ME
06/23/2008 - 10/31/2012
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
05/17/2004 - 04/11/2007
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 08/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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