Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorena? Claim Your ProfileLorena Braunstein is a financial advisor at HSBC Securities (USA) Inc., with over 15 years of experience in the industry. Lorena holds the Series 63, 65, 7, 9, 10, and SIE licenses. Lorena is currently registered in California, Delaware, Florida, New Jersey, New York, Ohio, Texas, and Washington. Lorena is also a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position is in conjunction with Lorena's current role as a registered representative with HSBC Securities (USA) Inc. Lorena specializes in providing asset allocation recommendations and, based on such recommendations, works with third-party advisors to manage assets pursuant to client approval.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
OH
11/03/2010 - Present
Hsbc Securities (usa) Inc. (Cincinnati OH)
FL
05/31/2006 - 10/22/2007
LEUMI INVESTMENT SERVICES INC. (AVENTURA FL)
IA
Issued 11/02/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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