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Loren Matthew Farinelli

Northwestern Mutual Investment Services, LLC

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About Loren Matthew Farinelli

Loren Farinelli is a registered representative with Northwestern Mutual Investment Services, LLC, and has been in the industry since December 13, 2008. Loren's office is located in Fort Lauderdale, Florida. Loren is registered with the state of Florida as an investment advisor representative. In addition to his work at Northwestern Mutual Investment Services, LLC, Loren also owns Precision FCU LLC, a non-financial services business. Loren has a Series 66 license and has passed the SIE, Series 7 and Series 55 exams. Loren is also registered with the state of Florida as an investment advisor representative. Loren is registered to offer securities products and services in Alabama, Florida, and Texas.

Firm Information

Loren Farinelli is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

500 E BROWARD BLVD

FT LAUDERDALE, FL 33394

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Loren Farinelli’s Registration & Firm History

FL

12/02/2009 - Present

Northwestern Mutual Investment Services, LLC (FT LAUDERDALE FL)

NY

01/31/2001 - 12/20/2001

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

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Licenses & Designations

BOTH

Issued 11/17/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/2/2009

Series 7 - General Securities Representative Examination

BC

Issued 4/26/2001

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Loren Matthew Farinelli.
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