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Loren L Peterkin-franklin

Smbc Nikko Securities America, Inc.

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About Loren L Peterkin-franklin

Loren Peterkin-franklin is a financial professional with Smbc Nikko Securities America, Inc., located in White Plains, NY. Loren has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Loren is registered with FINRA.

Firm Information

Loren Peterkin-franklin is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Loren Peterkin-franklin’s Registration & Firm History

NY

01/24/2024 - Present

Smbc Nikko Securities America, Inc. (White Plains NY)

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Licenses & Designations

BC

Issued 01/24/2024

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2024

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Loren L Peterkin-franklin.
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