Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Loren? Claim Your ProfileLoren Cavat Bailey is a financial professional with over 25 years of experience in the securities industry. Loren has a strong track record of providing investment advice and financial planning services to individuals. Loren is currently registered with Lifemark Securities Corp. in New York and holds a Series 7, 24, 31, 62, 63, and 65. Loren has previously worked at firms such as J.P. Morgan Securities LLC, Chase Investment Services Corp., and Charles Schwab & Co., Inc.. Loren is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/30/2022 - Present
Lifemark Securities Corp. (Mt. Vernon NY)
NY
10/01/2012 - 08/14/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/15/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
04/26/2005 - 07/01/2005
NFB INVESTMENT SERVICES CORP. (MELVILLE NY)
TX
06/13/2000 - 11/22/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
12/22/1998 - 11/14/2000
FIS SECURITIES, INC. (BOSTON MA)
NY
05/12/1998 - 05/11/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
07/11/1997 - 04/20/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/18/1996 - 06/09/1997
L.B. SAKS, INC.
NY
05/14/1997 - 05/22/1997
CASTLE SECURITIES CORP. (FREEPORT NY)
NY
05/23/1996 - 10/10/1996
MAY, DAVIS GROUP INC. (NEW YORK NY)
NY
04/25/1996 - 05/23/1996
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NJ
02/07/1996 - 04/23/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 01/06/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/06/1996
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
Not sure Loren Bailey is the right advisor for you? Invested Better is here to help.
