Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Loren? Claim Your ProfileLoren Gary Ben is an investment advisor representative who has been in the financial services industry since 1976. Loren is currently registered with Oppenheimer & Co. Inc., and previously held registrations with CIBC World Markets Corp., Oppenheimer & Co., Inc., Gruntal & Co. Incorporated, Smith Barney, Harris Upham & Co., Incorporated, Drexel Burnham Lambert Incorporated, Bear, Stearns & Co. Inc., Dean Witter Reynolds Inc., Prudential-Bache Securities Inc., Spencer, Swain & Co., Inc., Security First Financial, Inc., Buttonwood Securities Corporation of Massachusetts, H. C. Copeland and Associates Equities, Inc., Security Investment Services Corp., NEL Equity Services Corporation, Buttonwood Securities Corporation of Massachusetts, Bache Halsey Stuart Inc., First New England Securities Corporation, and Hawthorne Securities Corporation. Loren holds a variety of licenses and certifications, including Series 7, Series 10, Series 9, Series 40, Series 63, and Series 65. Loren specializes in providing financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
FORT LAUDERDALE, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
04/19/2016 - Present
Oppenheimer & Co. Inc. (FORT LAUDERDALE FL)
NY
10/28/1994 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
04/12/1995 - 04/18/1995
OPPENHEIMER & CO., INC.
NY
02/06/1991 - 10/10/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
05/22/1989 - 01/28/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
01/21/1988 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/14/1985 - 02/01/1988
BEAR, STEARNS & CO. INC.
NA
06/30/1983 - 10/17/1985
DEAN WITTER REYNOLDS INC.
NA
09/16/1977 - 12/21/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
02/17/1982 - 06/27/1983
SPENCER, SWAIN & CO., INC.
NA
05/19/1981 - 09/30/1981
SECURITY FIRST FINANCIAL, INC.
NA
12/31/1979 - 06/12/1981
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
NA
03/05/1979 - 04/26/1981
H. C. COPELAND AND ASSOCIATES EQUITIES, INC.
NA
02/26/1979 - 12/31/1979
SECURITY INVESTMENT SERVICES CORP.
NA
08/02/1978 - 04/08/1979
NEL EQUITY SERVICES CORPORATION
NA
03/31/1978 - 08/14/1978
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
NA
03/01/1977 - 09/16/1977
BACHE HALSEY STUART INC.
NA
04/12/1976 - 01/23/1977
FIRST NEW ENGLAND SECURITIES CORPORATION
NA
12/01/1975 - 04/20/1976
HAWTHORNE SECURITIES CORPORATION
IA
Issued 8/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/5/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/22/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/2/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/1975
Series 40 - Registered Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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