Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Loren? Claim Your ProfileLoren Albert Kertz is a registered representative with Charles Schwab & CO., Inc.. Loren has been working in the securities industry since May 3, 1993. Loren has a total of 25 state registrations including California, Texas, Arizona, Connecticut, Florida, Georgia, Hawaii, Illinois, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Utah, Washington and Wyoming. Loren is also a registered Investment Advisor in California and Texas. Loren has passed the following exams: Series 6, Series 7, Series 9, Series 10, Series 24, Series 63, and SIE. Loren has a previous registration with WELLS FARGO SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/02/2019 - Present
Charles Schwab & CO., Inc. (Corte Madera CA)
CA
11/19/1993 - 07/02/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
06/04/1993 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
CA
10/20/1992 - 05/06/1993
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
10/26/1990 - 11/24/1990
FRANKLIN DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 11/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/19/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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