Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorelie? Claim Your ProfileLorelie Daluz is a financial advisor with over 20 years of experience in the industry. Lorelie is currently registered with LPL Financial LLC and specializes in a variety of financial services including securities, investment advisory, and insurance. Lorelie has also held previous roles at TD Waterhouse Investor Services, Inc. and National Investor Services Corp. Lorelie is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/09/2005 - Present
LPL Financial LLC (SAN DIEGO CA)
NE
04/05/2004 - 09/13/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
07/08/2003 - 04/06/2004
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
NE
08/21/2000 - 07/11/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 08/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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