Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lora? Claim Your ProfileLora Graumann is a financial advisor who has been in the industry since April 18, 2000. Lora is currently registered with Stifel, Nicolaus & Company, Inc. in Baxter, Minnesota. Prior to that, Lora was employed by UBS Financial Services Inc. and Piper Jaffray & Co. in Baxter, Minnesota. Lora holds Series 7, Series 63, Series 66 and SIE licenses. Lora is also registered in 29 states to provide investment advice. Lora has a variety of experience, including financial planning, portfolio management, and pension consulting. Lora has worked with a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
04/10/2014 - Present
Stifel, Nicolaus & Company, Inc. (BAXTER MN)
MN
08/12/2006 - 10/16/2009
UBS FINANCIAL SERVICES INC. (BAXTER MN)
MN
04/19/2000 - 08/12/2006
PIPER JAFFRAY & CO. (BAXTER MN)
BOTH
Issued 11/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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