Unclaimed
Lora Johnson is a financial professional with over 20 years of experience in the industry. Lora is a Registered Representative at Principal Securities, Inc., where she has been employed since October 2000. Lora is licensed to provide financial advice and products, and she is committed to helping clients achieve their financial goals. Lora has a strong background in investment management, and she is well-versed in various financial planning strategies. She holds several industry certifications, including the Series 6, 7, 26, and 99TO. Lora is dedicated to providing personalized service and guidance to help her clients reach their financial aspirations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
10/20/2000 - Present
Principal Securities, Inc. (DES MOINES IA)
BC
Issued 11/08/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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