Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lora? Claim Your ProfileLora Jeanne Robertson is a financial advisor with over 20 years of experience in the financial services industry. Lora Jeanne is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Lora Jeanne has held previous positions at Goldman, Sachs & Co., AIG International Securities Inc., and Hibbard Brown & Co., Inc. Lora Jeanne has a broad range of experience in the financial services industry and is well-equipped to provide financial advice to a variety of clients. Lora Jeanne holds a number of licenses and certifications, including the Series 7, Series 10, Series 24, Series 63, Series 66, Series 79, and SIE exams. Lora Jeanne is also registered in a number of states, including Connecticut, Florida, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/20/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
NY
08/23/1999 - 05/23/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
CT
01/15/1994 - 06/23/1998
AIG INTERNATIONAL SECURITIES INC. (GREENWICH CT)
NY
07/10/1992 - 03/17/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 07/16/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/15/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2024
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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