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Lora ingrid Jose Untalan

T. Rowe Price Investment Services, Inc.

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About Lora ingrid Jose Untalan

Lora Ingrid Jose Untalan is a financial professional who has been in the industry since 2011. Lora Ingrid is currently registered with T. Rowe Price Investment Services, Inc. and is licensed to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Prior to joining T. Rowe Price, Lora Ingrid was employed by E*TRADE SECURITIES LLC. Lora Ingrid holds the Series 7, Series 7TO, and Series 63 licenses.

Firm Information

Lora ingrid Untalan is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lora ingrid Untalan’s Registration & Firm History

MD

06/17/2024 - Present

T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)

NA

07/18/2008 - 10/08/2021

E*TRADE SECURITIES LLC (Makati City )

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Licenses & Designations

BC

Issued 06/26/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lora ingrid Jose Untalan.
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