Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lora? Claim Your ProfileLora Elaine Carlon is a financial advisor currently registered with Oppenheimer & Co. Inc. Lora Elaine has been in the industry since August 9, 1994. Lora Elaine holds Series 7 and Series 63 securities licenses. Lora Elaine also holds a Series 65 Investment Advisor license. Lora Elaine is registered in 33 states including Illinois, California, and New York. Lora Elaine also has previous experience with other financial firms including Morgan Stanley DW Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Schroder Wertheim & Co. Incorporated, and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
10/10/2014 - Present
Oppenheimer & Co. Inc. (CHICAGO IL)
NY
11/21/1995 - 09/14/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
04/11/2000 - 05/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
06/05/1995 - 11/30/1995
SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)
NY
07/29/1994 - 05/23/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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