Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lora? Claim Your ProfileLora Caglioti is an investment advisor representative with Charles Schwab & Co., Inc. Lora has over 25 years of experience in the financial industry. Lora has a Series 7, Series 9, Series 10, Series 63 and Series 65 licenses. Lora's other past registrations include TD AMERITRADE, INC. and GLADOWSKY CAPITAL MANAGEMENT CORP. Lora is registered to provide investment advisory services in the states of New Jersey, New York, California, Connecticut, Florida, Maryland, Rhode Island, South Carolina, Tennessee and Virginia. Lora is also registered to provide Broker Dealer services in the states of New Jersey, New York, California, Connecticut, Florida, Maryland, Rhode Island, South Carolina, Tennessee and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NJ
04/22/2021 - Present
Charles Schwab & CO., Inc. (Bridgewater NJ)
NY
02/08/2022 - 07/29/2024
TD AMERITRADE, INC. (Huntington Station NY)
NY
02/05/2002 - 06/17/2002
GLADOWSKY CAPITAL MANAGEMENT CORP. (SMITHTOWN NY)
TX
03/04/1998 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
11/06/1997 - 01/20/1998
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 12/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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