Unclaimed
Lora Rosen has been an active member of the financial services industry since September 18, 1989. Rosen is currently registered with T. Rowe Price Investment Services, Inc. and holds Series 7, 24, and 63 licenses. Lora is registered in 53 states and territories in the US.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
09/19/1989 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
BC
Issued 11/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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